Pass the 63
A Training Guide for the NASAA Series 63 Exam Completely updated to match the latest Series 63 exam revision, this brand-new 2010 edition gives you exactly what you need to pass the Series 63! This must-have resource, 312 pages long, guides you through the intricacies of the Series 63 exam. The book takes the exam apart piece by piece, and explains terms and concepts with a sense of humor and ease not found in other exam guides. Learn, step-by-step, how not to be misled by the questions. Pass the 63 includes two 60-question practice exams with answers/rationales and a handy glossary.Sometimes it comes in the form of asoft dollars. ... Item (d) reminds IAs and IARs not to purchase or sell securities when they have no authorization from the client to do so. ... Spending the clienta#39;s money without the clienta#39;s knowledgeakind of tough to square that with meeting onea#39;s fiduciary duties, isna#39;t it? An investment adviser is in a position of trust. How quickly would you lose a good frienda#39;s trust if she found a charge on her credit card for $800 that you forgot to tell her about fromanbsp;...
| Title | : | Pass the 63 |
| Author | : | Robert Mark Walker |
| Publisher | : | First Books - 2010-01-01 |
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